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Sebi penalises SMC Global Securities for compliance lapses

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Sebi penalises SMC Global Securities for compliance lapses

The Hindu – Business

Published 2 Oct 2026, 16:25 IST · Updated 2 Oct 2026, 11:02 PM IST

Sebi penalises SMC Global Securities for compliance lapses — Sebi penalises SMC Global Securities for compliance lapsesPhoto · The Hindu – Business

The market watchdog found that SMC Global Securities had not maintained appropriate pre-order placement records for certain clients and could not provide relevant records for multiple orders, Sebi said

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The Hindu – Business

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The Economic Times – Markets2 Oct 2026, 5:01 PM IST
Sebi penalises SMC Global Securities for compliance lapses
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